Terry Finnegan
Terry Finnegan is a registered investment advisor at LPL Financial LLC, based in Pekin, IL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2135 Court St, Pekin, IL, 61554
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Terry is an agent for Pekin Life Insurance Company since 1994, selling fixed annuities, term life, and whole life insurance, dedicating a few hours per week. Terry is also VP Investment Services at First State Bank, operates Fortress Investment Center as a DBA for LPL business, and acts in a fiduciary capacity, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
Pfic Securities CorporationBroker
Fiserv Investor Services, INC.Broker
Link Investment Services, INC.Broker
The Prudential Insurance Company of AmericaBroker
Pruco Securities CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.