Timothy Sweeney is a registered investment advisor at Charles Schwab & CO., INC., based in Berkeley, CA, with 30 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
1995 University Ave, Suite 100, Berkeley, CA, 94704-1049
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Previous Registrations
Great Lakes Advisors, LLC
Wintrust Investments LLCBroker
Wintrust Investments
Quasar Distributors, LLCBroker
Foreside Funds Distributors LLCBroker
Whv Investment Management, INC.
Phoenix Equity Planning CorporationBroker
Mam Securities, LLCBroker
Montgomery SecuritiesBroker
Charles Schwab & CO., INC.Broker
Franklin/templeton Distributors, INC.Broker
State Registrations17 states
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