Richard Roell is a ChFC-designated registered investment advisor at Peak Financial Partners, LLC, based in Galena, OH, with 17 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Retirement Planning, Tax Planning. Their firm serves 47 clients with $16M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Peak Financial Partners manages client funds for a percentage of assets. The annual fee generally ranges from 0.8% to 2%, depending on the complexity and size of your account. Fees are paid in advance each quarter. If you terminate the account, the fee is refunded on a pro-rated basis.
Location
Galena, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Peak Financial Partners, LLC
Previous Registrations
Peak Financial Partners, LLC
State Registrations1 state
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