Heath Goldstein
Heath Goldstein is a registered investment advisor at 1st Financial Investment, INC., based in Clark'S Summit, PA, with 25 years of industry experience. Heath operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 16 clients with $780K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25K | 3.00% |
| $25K - $100K | 2.75% |
| $100K - $250K | 2.50% |
| $250K - $500K | 2.25% |
| $500K - $1000K | 2.00% |
| $1.0M - $2.5M | 1.75% |
| $2.5M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10.0M - $20.0M | 1.00% |
| $20M+ | 1.00% |
Fees are negotiable for accounts over $20,000,000.
Fee Estimator
Location
116 North State Street, 1st Floor, Clark'S Summit, PA, 18411-1056
Get directionsHistory
Regulatory History (17)
Customer Dispute
July 2025Customer Dispute
May 2025Customer Dispute
September 2024Customer Dispute
July 2024Customer Dispute
April 2024Customer Dispute
April 2024Customer Dispute
August 2023Customer Dispute
May 2023Customer Dispute
April 2023Customer Dispute
March 2023Customer Dispute
January 2023Customer Dispute
December 2022Customer Dispute
November 2022Customer Dispute
July 2022Customer Dispute
June 2022Customer Dispute
November 2019Customer Dispute
February 2018Other Business ActivitiesSells Insurance
Heath is involved in various activities, including roles at 1st Financial Investments, volunteer fireman/EMT duties, and treasurer positions in clubs. He is also an independent insurance agent affiliated with Simplicity Group and runs 1st Financial Tax Services, as well as being a lifeguard and judge of elections, and 1st Financial Safeguard Insurance General Agency for Fixed Insurance and Annuities.
Employment History
Current Registrations
1st Financial Investment, INC.
Previous Registrations
Vestech Securities, INC.Broker
Western International Securities
Western International Securities, INC.Broker
Calton & Associates, INC.
Calton & Associates, INC.Broker
Kalos Capital, INC.Broker
Wfg Investments, INC.Broker
Berthel, Fisher & Company Financial Services, INC.Broker
Midsouth Capital, INC.Broker
PFS Investments INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.