CP
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Christopher Pfeifle

30 Years of Experience
Indianapolis, IN
1 DisclosureBroker

Christopher Pfeifle is a registered investment advisor at RBC Capital Markets, LLC, based in Indianapolis, IN, with 30 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

8888 Keystone Crossing, Suite 200, Indianapolis, IN, 46240-4610

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2014
Denied
Other Business Activities

Christopher is the treasurer of CG Links Golf, a booster club for boys and girls golf, since 2021. He serves on the advisory board and dedicates minimal time to this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
December 2013 - Present · 12 yrs 5 mos
RBC Capital Markets, LLC
December 2013 - Present · 12 yrs 5 mos
RBC Capital Markets, LLCBroker
December 2013 - Present · 12 yrs 5 mos
Previous Registrations
Raymond James & Associates, INC.
February 2013 - December 2013 · 10 mos
Raymond James & Associates, INC.Broker
February 2013 - December 2013 · 10 mos
Morgan Keegan & Company, INC.Broker
November 2006 - February 2013 · 6 yrs 3 mos
Morgan Keegan & Company, INC.
November 2006 - February 2013 · 6 yrs 3 mos
Fifth Third Securities, INC.
March 2005 - November 2006 · 1 yr 8 mos
Fifth Third Securities, INC.Broker
March 1999 - November 2006 · 7 yrs 8 mos
Fifth Third Securities, INC.Broker
April 1998 - March 1999 · 11 mos
Fifth Third Securities, INC.Broker
November 1995 - April 1998 · 2 yrs 5 mos
State Registrations11 states
AZFLILINKYNCNVOHSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Pfeifle - Financial Advisor | TrueAdvisor