Rafael Velez is a registered investment advisor at Mai Capital Management, LLC, based in San Mateo, CA, with 34 years of industry experience. Rafael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 12,787 clients with $30B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.80% |
MAI negotiates fees at its discretion, resulting in clients under different fee schedules.
Fee Estimator
Location
1700 S El Camino Real, Suite 385, San Mateo, CA, 94402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Rafael is a VP and board member for Youth Experience Sponsorship, a non-profit organization, since April 2024. He dedicates minimal time to this activity.
Employment History
Current Registrations
Mai Capital Management, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial Corporation
Mutual Service Corporation
Mutual Service Corporation
Mutual Service CorporationBroker
Summit Financial
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Citicorp Investment ServicesBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.