Thomas Pflug is a CFA-designated registered investment advisor at Pflug Koory, LLC, based in Omaha, NE, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 124 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees are negotiable for net assets greater than $5,000,000. Minimum annual fee of $500.
Fee Estimator
Location
11312 'Q' Street, Omaha, NE, 68137
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Pflug Koory, LLC
State Registrations1 state
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