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Simon Hamilton
34 Years of Experience
Reston, VA
3 DisclosuresBroker
Simon Hamilton is a registered investment advisor at Raymond James & Associates, INC., based in Reston, VA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1950 Opportunity Way, Ste 950, Reston, VA, 20190
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002Denied
Customer Dispute
September 2001Settled
Customer Dispute
May 2001Settled
Other Business Activities
Simon has a timeshare through Vistana Management and attempts to sell unused time on a public platform. This activity takes minimal time and has the potential to earn a profit.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Raymond James & Associates, INC.
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
July 2007 - September 2022 · 15 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
July 2007 - September 2022 · 15 yrs 2 mos
Ferris, Baker Watts Incorporated
November 2003 - August 2007 · 3 yrs 9 mos
Ferris, Baker Watts IncorporatedBroker
August 2003 - August 2007 · 4 yrs
Citigroup Global Markets INC.Broker
November 1998 - August 2003 · 4 yrs 9 mos
Dmg Securities, INC.Broker
July 1994 - December 1998 · 4 yrs 5 mos
Citigroup Global Markets INC.
February 1994 - August 2003 · 9 yrs 6 mos
F.N. Wolf & CO., INC.Broker
October 1991 - July 1994 · 2 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.