David Pabin
David Pabin is a registered investment advisor at Alera Investment Advisors, LLC, based in Wylie, TX, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 2,272 clients with $3.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alera Investment Advisors (AIA) offers investment management services where fees are based on a percentage of your portfolio's value. The annual fee typically ranges from 0.25% to 1.50%, depending on the amount you invest, the investment strategies used, and the complexity of the services. Fees are calculated based on the market value of your portfolio at the end of the prior quarter and are paid quarterly in advance. Fees may be negotiable.
Alera Investment Advisors may also recommend using The Ascent Group's investment platform, where fees can be up to 1.75% annually, depending on the size and composition of your portfolio and the services provided. This fee is comprised of an Advisor Fee payable to AIA and a Platform Fee payable to TAG. These fees are based on the average daily account balance and are charged quarterly in arrears.
Location
Wylie, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a partner at Legacy Retirement Plan Services, providing retirement plan consulting and financial planning, which takes nearly full-time. He also sells life insurance through the same entity, but this takes minimal time.
Employment History
Current Registrations
Alera Investment Advisors, LLC
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Proequities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Marsh & Mclennan Securities CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Jefferson-Pilot Investor Services, INC.Broker
Touchstone Capital CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.