JC
JC

James Cestone

26 Years of Experience
New York, NY
Broker

James Cestone is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

320 Park Avenue, Fl 14, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
November 2016 - Present · 9 yrs 6 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
November 2014 - September 2016 · 1 yr 10 mos
Ameriprise Financial Services, INC.Broker
February 2012 - October 2014 · 2 yrs 8 mos
Metlife Securities INC.Broker
October 2009 - August 2010 · 10 mos
Maxim Group LLCBroker
September 2006 - December 2008 · 2 yrs 3 mos
Brokerageamerica, LLCBroker
October 2002 - November 2004 · 2 yrs 1 mo
Fulcrum Global Partners LLCBroker
May 2002 - July 2002 · 2 mos
Knight Securities, L.P.Broker
October 1997 - May 2002 · 4 yrs 7 mos
National Investor Services CORP.Broker
June 1997 - October 1997 · 4 mos
Waterhouse Securities, INC.Broker
August 1995 - July 1997 · 1 yr 11 mos
Bg Capital, INC.Broker
January 1995 - April 1995 · 3 mos
Linsco/private Ledger CORP.Broker
April 1994 - July 1994 · 3 mos
South Richmond Securities, INC.Broker
September 1991 - September 1991 · 0 mos
State Registrations28 states
AZCACOCTDCDEFLGAILKYLAMAMDMENCNENHNJNMNYOKORPARISCTXUTVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.