Neil Fontenot
Neil Fontenot is a registered investment advisor at Cetera Investment Advisers LLC, based in Lafayette, LA, with 34 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2511 Verot School Road, Lafayette, LA, 70508
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Neil is an insurance producer through Helm Financial, spending about 10-20% of his time on insurance product sales and service. He also has ownership stakes in Helm Financial Group and Helm Real Estate, and is a member of Lifesource Financial Partners and the Oak Place Subdivision HOA.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
Securian Financial Services, INC.Broker
Signator Investors, INC.Broker
Jefferson Pilot Securities CorporationBroker
Jefferson-Pilot Investor Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.