James Marsh
James Marsh is a registered investment advisor at Tavco Financial Advisory, INC, based in Fitzgerald, GA, with 33 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 53 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.25% |
| $250K - $1.0M | 0.75% |
| $1M+ | 0.75% |
Schedule reflects fees for the Orion Solutions Program. Capital Group accounts are charged a flat 0.75%. Total combined fees including third-party managers will not exceed 2%. Fees are negotiable.
Fee Estimator
Location
Fitzgerald, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as a registered representative with The Tavenner Company and investment advisor representative with Tavco Financial Advisory, Inc., dedicating most of his time to these roles. He also works as an insurance agent, selling final expense, Medicare Supplement, life, and health insurance products, spending about 10% of his time on this activity.
Employment History
Current Registrations
Tavco Financial Advisory, INC
The Tavenner CompanyBroker
The Tavenner Company
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
W.H. Colson & Associates, INC.
W. H. Colson Securities, INC.Broker
Northeast Securities, INC.Broker
Investors Capital CORP.Broker
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.