Patricia Guida
Patricia Guida is a registered investment advisor at Cetera Investment Advisers LLC, based in Kingston, NY, with 34 years of industry experience. Patricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Kingston, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Patricia provides annual valuation and government reporting forms for defined benefit and defined contribution plans through Pension Plan Design Service. This takes about 10-20% of Patricia's time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.Broker
Mony Securities CorporationBroker
State Registrations2 states
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