John Lewis
John Lewis is a registered investment advisor at Regatta Financial LLC, based in Gaithersburg, MD, with 23 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of assets, anticipated future earning capacity, anticipated future additional assets, dollar amounts of assets to be managed, related accounts, account composition, negotiations with Clients, etc.).
Fee Estimator
Location
Gaithersburg, MD
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2000Other Business ActivitiesSells Insurance
John co-owns TheraBleu, LLC, an e-commerce business selling UVC lamps, and owns Campus Quick Fix, LLC, a cell phone repair franchise. He also works as an insurance agent under John D. Lewis, Sole Proprietor, dedicating a few hours per week to insurance sales and service.
Employment History
Current Registrations
Regatta Financial LLC
Previous Registrations
Regatta Financial LLC
Private Client Services, LLC
Private Client Services, LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
H. Beck, INC.Broker
H. Beck, INC.
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
H. Beck, INC.Broker
Dean Witter Reynolds INC.Broker
Citicorp Investment ServicesBroker
Chevy Chase Securities, INC.Broker
W. S. Griffith & CO., INC.Broker
Wheat, First Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.