Keith Traynor
Keith Traynor is a CFP-designated registered investment advisor at Traynor Capital Management, based in Malvern, PA, with 35 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 1,590 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.15% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.75% |
Fees are negotiable based on client objectives, related family accounts, total assets managed, and investment strategies employed. Fees for amounts over $5,000,000 are negotiable.
Fee Estimator
Location
418 E King St, Malvern, PA, 19355
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2002Criminal
May 1988Employment History
Current Registrations
Traynor Capital Management
Previous Registrations
Wachovia Securities, LLCBroker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Hibbard Brown & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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