KT
CFP
KT
CFP
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (% of Portfolio)
Firm Size
7 advisors
Number of Clients
985 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$1.8B
Fee Structure
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.15% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.75% |
All fees are negotiable based upon a number of factors including, but not limited to, the client's objective, family or other related accounts, amount of assets under management, and the investment strategy(ies) employed.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
418 E King St, Malvern, PA, 19355
Get directionsHistory
Regulatory History (2)
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Customer Dispute
August 2002Award / Judgment
Criminal
May 1988Final Disposition
Employment History
Current Registrations
Traynor Capital Management
February 2006 - Present · 20 yrs 1 mo
Previous Registrations
Wachovia Securities, LLCBroker
July 2003 - February 2006 · 2 yrs 7 mos
Prudential Securities IncorporatedBroker
May 2001 - July 2003 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1993 - May 2001 · 8 yrs 4 mos
Hibbard Brown & CO., INC.Broker
July 1991 - October 1992 · 1 yr 3 mos
State Registrations3 states
LAPATX
Advisor
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Exams
No exam information available for this advisor.