Andrew Tennent is a registered investment advisor, based in Chicago, IL, with 35 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
200 South Wacker Driver, Ste 700, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew is an insurance agent with B. Riley Wealth Insurance since 2011, dedicating minimal time to selling insurance products. He is also the President of JBT Wealth Management, but spends no time on this activity.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
Previous Registrations
National Securities CorporationBroker
First Union Securities Financial Network, INC.Broker
Josephthal & CO., INC.Broker
H.J. Meyers & CO., INC.Broker
Westfield Financial CorporationBroker
Hibbard Brown & CO., INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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