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Alisa Roth is a registered investment advisor, based in Overland Park, KS, with 34 years of industry experience.
Location
5700 W. 112th Street, Suite 500, Overland Park, KS, 66211
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Regulatory History (1)
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Customer Dispute
July 2002Denied
Other Business ActivitiesSells Insurance
Alisa is an Investment Adviser Representative and a Registered Representative, dedicating full-time hours to these roles. She is also a 50% partner in HTR Properties LLC, a rental property business, and a board member of Urban Christian Academy, dedicating minimal time to each.
Employment History
Current Registrations
Msec, LLCBroker
December 2011 - Present · 14 yrs 7 mos
Mariner Wealth
January 2009 - Present · 17 yrs 6 mos
Previous Registrations
Mariner Wealth Advisors
March 2015 - March 2018 · 3 yrs
Purshe Kaplan Sterling InvestmentsBroker
March 2009 - November 2011 · 2 yrs 8 mos
Citigroup Global Markets INC.
May 2002 - January 2009 · 6 yrs 8 mos
Citigroup Global Markets INC.Broker
May 2002 - January 2009 · 6 yrs 8 mos
Morgan Stanley Dw INC.Broker
July 1991 - May 2002 · 10 yrs 10 mos
State Registrations8 states
COKSMONCNYOHTXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.