GV
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Gregory Varoff

32 Years of Experience
Lubbock, TX
Broker

Gregory Varoff is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lubbock, TX, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

4010 82nd Street, #215, Lubbock, TX, 79423

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Gregory volunteers with the South Plain Storm Spotting Team, assisting during severe weather and serving as treasurer, dedicating a few hours per week. He also supports WX TVS, his sub-chapter business, but spends minimal time on it.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2012 - Present · 14 yrs 1 mo
Raymond James Financial Services, INC.Broker
August 2012 - Present · 14 yrs 1 mo
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - September 2012 · 3 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2012 · 3 yrs 3 mos
Citigroup Global Markets INC.
September 1994 - June 2009 · 14 yrs 9 mos
Citigroup Global Markets INC.Broker
September 1994 - June 2009 · 14 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1991 - January 1993 · 1 yr 5 mos
State Registrations7 states
AZCOFLNCNMTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.