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Howard Wolfson

Tcfg Investment Advisors, LLC
35 Years of Experience
Cincinnati, OH
Broker
View SEC Summary
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Howard Wolfson is a registered investment advisor at Tcfg Investment Advisors, LLC, based in Cincinnati, OH, with 35 years of industry experience. Howard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,334 clients with $640M in assets under management.

Tcfg Investment Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
2,334 clients
Average Client Portfolio
$274K average
Assets Under Management
$639.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1M+1.00%

Each advisor sets their own independent schedule, up to a maximum of 2.25%. Fees are negotiable based on complexity, assets, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Cincinnati, OH

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Tcfg Investment Advisors, LLC
February 2026 - Present · 8 mos
Tcfg Wealth Management, LLCBroker
February 2026 - Present · 8 mos
Tcfg Wealth Management, LLC
February 2026 - Present · 8 mos
Previous Registrations
Gold Coast Securities, INC.
August 2004 - December 2025 · 21 yrs 4 mos
Gold Coast Securities, INC.Broker
August 2004 - December 2025 · 21 yrs 4 mos
Mid Atlantic Financial Management, INC.
May 2004 - August 2004 · 3 mos
Mid Atlantic Capital CorporationBroker
May 2004 - August 2004 · 3 mos
London Pacific Advisors
June 2003 - May 2004 · 11 mos
London Pacific Securities, INC.Broker
July 1997 - May 2004 · 6 yrs 10 mos
New England SecuritiesBroker
July 1991 - July 1997 · 6 yrs
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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