JC
JC

John Chavies

34 Years of Experience
Centerville, OH
Broker

John Chavies is a registered investment advisor at Raymond James & Associates, INC., based in Centerville, OH, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

7887 Washington Village Drive, Suite 100, Centerville, OH, 45459

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
October 2014 - Present · 11 yrs 9 mos
Raymond James & Associates, INC.
October 2014 - Present · 11 yrs 9 mos
Raymond James & Associates, INC.
October 2014 - Present · 11 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1999 - October 2014 · 15 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1993 - October 2014 · 21 yrs 8 mos
Robert Thomas Securities, INCBroker
January 1992 - March 1993 · 1 yr 2 mos
State Registrations11 states
FLKYMAMIMONCNYOHPASCTN
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Chavies - Financial Advisor | TrueAdvisor