David Hertl
David Hertl is a registered investment advisor at Oppenheimer & CO. INC., based in Pickerington, OH, with 34 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
1501 Stonecreek Drive, Suite 103, Pickerington, OH, 43147
Get directionsHistory
Regulatory History (5)
Regulatory
December 2016Regulatory
August 2015Regulatory
August 2003Customer Dispute
June 2003Employment Separation After Allegations
August 2000Other Business Activities
David is a co-coordinator for Dave Ramsey's Financial Peace University at Groveport United Methodist Church. This unpaid volunteer position requires minimal time, one or two times per year.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Invest Financial CorporationBroker
Invest Financial Corporation
Fsc Securities Corporation
Fsc Securities CorporationBroker
Fsc Securities CorporationBroker
Lincoln Financial Advisors Corporation
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Financial Network Investment CorporationBroker
Quick & Reilly, INC.Broker
Townsley Associates & Company, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.