TrueAdvisor
TrueAdvisor
DH
DH

David Hertl

Oppenheimer & CO. INC.
34 Years of Experience
Pickerington, OH
5 DisclosuresBroker
View SEC Summary
View SEC Summary

David Hertl is a registered investment advisor at Oppenheimer & CO. INC., based in Pickerington, OH, with 34 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1501 Stonecreek Drive, Suite 103, Pickerington, OH, 43147

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2016
Final
Regulatory
August 2015
Final
Regulatory
August 2003
Final
Customer Dispute
June 2003
Settled
Employment Separation After Allegations
August 2000
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is a co-coordinator for Dave Ramsey's Financial Peace University at Groveport United Methodist Church. This unpaid volunteer position requires minimal time, one or two times per year.

Employment History
Current Registrations
Oppenheimer & CO. INC.
August 2013 - Present · 13 yrs 2 mos
Oppenheimer & CO. INC.Broker
August 2013 - Present · 13 yrs 2 mos
Previous Registrations
Invest Financial CorporationBroker
January 2009 - August 2013 · 4 yrs 7 mos
Invest Financial Corporation
January 2009 - August 2013 · 4 yrs 7 mos
Fsc Securities Corporation
September 2007 - February 2009 · 1 yr 5 mos
Fsc Securities CorporationBroker
February 2006 - February 2009 · 3 yrs
Fsc Securities CorporationBroker
November 2005 - January 2006 · 2 mos
Lincoln Financial Advisors Corporation
November 2003 - November 2005 · 2 yrs
The Lincoln National Life Insurance CompanyBroker
October 2003 - November 2005 · 2 yrs 1 mo
Lincoln Financial Advisors CorporationBroker
October 2003 - November 2005 · 2 yrs 1 mo
Banc One Securities Corporation
April 2002 - September 2003 · 1 yr 5 mos
Banc One Securities CorporationBroker
July 2001 - September 2003 · 2 yrs 2 mos
Financial Network Investment CorporationBroker
November 2000 - July 2001 · 8 mos
Quick & Reilly, INC.Broker
July 1992 - September 2000 · 8 yrs 2 mos
Townsley Associates & Company, INC.Broker
August 1991 - June 1992 · 10 mos
State Registrations28 states
ALAZCACOCTFLGAIDILINKYMAMDMEMIMONCNJNYOHPASCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Pickerington, OH →All financial advisors in Ohio →