TrueAdvisor
TrueAdvisor
MH
CFP
MH
CFP

Mark Hotchkiss

Ameriprise Financial Services, LLC
30 Years of Experience
Fond du Lac, WI
Broker
View SEC Summary
View SEC Summary

Mark Hotchkiss is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Fond du Lac, WI, with 30 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

490 W Rolling Meadows Dr, Ste A1, Fond du Lac, WI, 54937-8609

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2023 - Present · 2 yrs 11 mos
Ameriprise Financial Services, LLC
November 2023 - Present · 2 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
First Command Advisory Services
December 2015 - October 2023 · 7 yrs 10 mos
First Command Financial Planning, INC.
September 2008 - December 2015 · 7 yrs 3 mos
First Command Brokerage Services, INC.Broker
September 2008 - October 2023 · 15 yrs 1 mo
Tiaa-Cref Advice and Planning Services
October 2007 - September 2008 · 11 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2007 - September 2008 · 11 mos
Investment Advisors & Consultants, INC.Broker
October 2006 - December 2006 · 2 mos
American Express Financial Advisors INC.Broker
November 2001 - March 2004 · 2 yrs 4 mos
Ids Life Insurance CompanyBroker
November 2001 - March 2004 · 2 yrs 4 mos
Adp Broker-Dealer, INC.Broker
October 2001 - November 2001 · 1 mo
American Express Financial Advisors INC.Broker
April 1997 - October 2001 · 4 yrs 6 mos
Ids Life Insurance CompanyBroker
April 1997 - October 2001 · 4 yrs 6 mos
Griffin Financial ServicesBroker
July 1995 - January 1996 · 6 mos
American Express Financial Advisors INC.Broker
July 1991 - May 1995 · 3 yrs 10 mos
Ids Life Insurance CompanyBroker
July 1991 - May 1995 · 3 yrs 10 mos
State Registrations10 states
FLIDMANCNYOHPASCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Fond du Lac, WI →All financial advisors in Wisconsin →