Catherine Coombe
Catherine Coombe is a CFP-designated registered investment advisor at LPL Financial LLC, based in Ellenville, NY, with 31 years of industry experience. Catherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
129 S Main St., Ellenville, NY, 12428
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Catherine is a board member for multiple insurance companies and co-owner/managing member of a real estate rental business. She also works as a public notary, operates under the DBA Coombe, Bender and Company for her LPL Financial business, and services existing life and fixed annuity policies.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Coombe Financial Services, INC.Broker
Am&m Investment Brokers, INC.Broker
Nationwide Investment Services CorporationBroker
1717 Capital Management CompanyBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Philip Coombe, CFPLPL Financial LLC