JS
CFP · PFS
JS
CFP · PFS

John Sullivan

34 Years of Experience
Parsippany, NJ
BrokerSells Insurance

John Sullivan is a CFP, PFS-designated registered investment advisor, based in Parsippany, NJ, with 34 years of industry experience.

Location

14 Walsh Dr, Ste 100, Parsippany, NJ, 07054

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is an agent/broker for Allied Wealth Partners, selling fixed insurance, and spends minimal time on this. He also owns several real estate LLCs and is a trustee for a credit shelter trust, all requiring minimal time commitments.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
June 2004 - August 2023 · 19 yrs 2 mos
Securian Financial Services, INC.Broker
June 2004 - August 2023 · 19 yrs 2 mos
Langdon Ford Financial
November 2003 - June 2005 · 1 yr 7 mos
Ws Griffith Securities, INC.
June 2002 - June 2004 · 2 yrs
Ws Griffith Securities, INC.Broker
July 1991 - June 2004 · 12 yrs 11 mos
Home Life Insurance CompanyBroker
July 1991 - October 1992 · 1 yr 3 mos
State Registrations19 states
CACOCTFLGAKSKYMAMNNCNJNYOHPASCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Sullivan - Financial Advisor | TrueAdvisor