James Lundgren is a registered investment advisor at Hg Capital Advisors, LLC, based in Houston, TX, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 180 clients with $16M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hg Capital offers investment management services for a fee based on the value of your investments. The percentage charged varies depending on the type of account and the amount invested. For example:
- Taxable Accounts: Fees range from 1.63% on the first $250,000 to 1.03% on amounts over $1 million.
- Tax-Deferred Accounts: Fees range from 1.72% on the first $250,000 to 0.98% on amounts over $4 million.
- Active Accounts: Fees range from 2.25% on the first $500,000 to 0.75% on amounts over $4 million.
- Tactical Accounts: Fees range from 1.75% on the first $250,000 to 1.15% on amounts over $1 million.
- Allocations Accounts: Fees range from 1.50% on the first $250,000 to 0.90% on amounts over $1 million.
- Conservative Accounts: 1.00% on the first $2.5 million and 0.9% on amounts over $2.5 million.
Certain assets like cash may be excluded from fee calculations. Fees are charged quarterly.
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
James is the principal of Ginger House Music, LLC, handling music management, booking, and promotion, spending about 10-20% of his time on this. He is also a minority partner in Numetrix Capital, an investment research firm, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Hg Capital Advisors, LLC
Previous Registrations
Concert Wealth Management
State Registrations1 state
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