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Christopher Clark

34 Years of Experience
Austin, TX
Broker

Christopher Clark is a registered investment advisor, based in Austin, TX, with 34 years of industry experience.

Location

5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is the President of C.A. Clark Wealth Management, where he manages client investment accounts through Kestra Investment Services and provides investment advisory services through Kestra Advisory Services, LLC. These activities take up Christopher's full-time work schedule.

Employment History
Current Registrations
Kestra Investment Services, LLC
October 2023 - Present · 2 yrs 9 mos
Kestra Investment Services, LLCBroker
October 2023 - Present · 2 yrs 9 mos
Kestra Advisory Services, LLC
October 2023 - Present · 2 yrs 9 mos
Previous Registrations
LPL Financial LLCBroker
February 2012 - October 2023 · 11 yrs 8 mos
LPL Financial LLC
February 2012 - October 2023 · 11 yrs 8 mos
Oppenheimer & CO. INC.Broker
March 2004 - February 2012 · 7 yrs 11 mos
Oppenheimer & CO. INC.
March 2004 - February 2012 · 7 yrs 11 mos
A. G. Edwards & Sons, INC.
September 2003 - March 2004 · 6 mos
A. G. Edwards & Sons, INC.Broker
June 1999 - March 2004 · 4 yrs 9 mos
Everen Securities, INC.Broker
November 1995 - July 1999 · 3 yrs 8 mos
Smith Barney INC.Broker
December 1994 - November 1995 · 11 mos
Prudential Securities IncorporatedBroker
July 1993 - December 1994 · 1 yr 5 mos
Emanuel and CompanyBroker
December 1992 - July 1993 · 7 mos
Oppenheimer & CO., INC.Broker
January 1992 - November 1992 · 10 mos
State Registrations13 states
AZCAFLGAIAILMAMIOHORSCTXWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.