Fred Sowatzka
Fred Sowatzka is a registered investment advisor at Cetera Investment Advisers LLC, based in Inver Grove Heights, MN, with 34 years of industry experience. Fred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5754 Blackshire Path, Inver Grove Heights, MN, 55076
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Fred sells equity indexed annuities through Avantax Insurance Agency Inc. and dedicates about a quarter to nearly full-time hours to this. Fred is also treasurer of Midwest Financial Group/MFG Financial Advisors, owner of MFG Investments, and partner at MFG Tax Advisors.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Marquette Financial Group, INC.Broker
State Registrations17 states
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