GF
GF

Glenn Fuller

58 Years of Experience
Boca Raton, FL
2 DisclosuresBroker

Glenn Fuller is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Boca Raton, FL, with 58 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

1 Town Center Rd, Boca Raton, FL, 33486

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Denied
Customer Dispute
April 2004
Closed-No Action
Other Business Activities

Glenn is a committee member for FINRA, a regulatory authority, dedicating a few hours per week. He is also a committee member for the New York Yacht Club, spending minimal time quarterly planning cruising events.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1992 - Present · 34 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1991 - Present · 34 yrs 10 mos
Previous Registrations
Nordberg Capital INC.Broker
November 1990 - June 1991 · 7 mos
Tucker Anthony IncorporatedBroker
June 1988 - August 1990 · 2 yrs 2 mos
Fahnestock & CO., INC.Broker
April 1988 - June 1988 · 2 mos
Fahnestock International INC.Broker
April 1987 - April 1988 · 1 yr
Mcdonald & Company Securities, INC.Broker
April 1967 - April 1987 · 20 yrs
State Registrations32 states
AKALAZCACOCTDCDEFLGAHIILINMAMDMEMTNCNHNJNYOHOKORPARISCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.