CA
CA

Carol Alt

34 Years of Experience
Janesville, WI
Broker

Carol Alt is a registered investment advisor at Cetera Investment Advisers LLC, based in Janesville, WI, with 34 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1101 Joliet Street, Janesville, WI, 53546

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Carol is the owner of a rental property since 2003, handling maintenance, bill payments, rent collection, and occasional upkeep. This requires minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
May 1999 - September 2025 · 26 yrs 4 mos
Avantax Investment Services, INC.Broker
September 1991 - September 2025 · 34 yrs
State Registrations1 state
WI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.