Timothy Brennan is a registered investment advisor at Morgan Stanley, based in Spring Lake, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Spring Lake, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2018 - Present · 7 yrs 11 mos
Morgan Stanley
September 2018 - Present · 8 yrs
Morgan StanleyBroker
September 2018 - Present · 8 yrs
Previous Registrations
Jefferies LLCBroker
September 2015 - January 2018 · 2 yrs 4 mos
Credit Suisse Securities (USA) LLCBroker
November 2001 - October 2015 · 13 yrs 11 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
July 1998 - November 2001 · 3 yrs 4 mos
Prudential Securities IncorporatedBroker
August 1996 - July 1998 · 1 yr 11 mos
State Registrations36 states
ARAZCACOCTDCDEFLGAIDILKYLAMAMDMEMIMNMONCNDNHNJNVNYOHOKORPASCTNTXVAVTWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.