Richard Nelson is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Mequon, WI, with 34 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
10033 North Port Washington Rd, Ste 200, Mequon, WI, 53092-5799
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard is the owner/president of a tax and accounting practice, dedicating nearly full-time hours to it. He also manages a timber farm, spending minimal time per week on supervision and maintenance, and serves as Commander of the American Legion Post 410, spending minimal time per week conducting meetings.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Hochman & Baker Securities, INC.Broker
State Registrations10 states
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