Christopher Thomas is a CFP-designated registered investment advisor, based in Roanoke, VA, with 33 years of industry experience.
Location
10 Franklin Rd Se, Fl 5, Roanoke, VA, 24011
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Christopher manages two rental real estate properties. He dedicates minimal time to these activities.
Employment History
Current Registrations
Truist Investment Services, INC.Broker
June 2022 - Present · 3 yrs 11 mos
Truist Advisory Services, INC.
June 2022 - Present · 3 yrs 11 mos
Truist Investment Services, INC.
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2010 - July 2022 · 12 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
April 2010 - July 2022 · 12 yrs 3 mos
Suntrust Investment Services, INC.
January 2002 - April 2010 · 8 yrs 3 mos
Suntrust Investment Services, INC.Broker
May 2000 - April 2010 · 9 yrs 11 mos
Crestar Securities CorporationBroker
October 1995 - May 2000 · 4 yrs 7 mos
Ids Life Insurance CompanyBroker
May 1993 - September 1995 · 2 yrs 4 mos
American Express Financial Advisors INC.Broker
May 1993 - September 1995 · 2 yrs 4 mos
Kober Financial CORP.Broker
July 1992 - July 1992 · 0 mos
J. W. Gant & Associates, INC.Broker
July 1991 - July 1992 · 1 yr
State Registrations42 states
ALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMSMTNCNHNJNMNVNYOHORPASCSDTNTXVAWAWIWVWY
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Exams
No exam information available for this advisor.