JF
JF

John Funk

56 Years of Experience
Exton, PA
1 DisclosureBroker

John Funk is a registered investment advisor at MML Investors Services, LLC, based in Exton, PA, with 56 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

111 East Uwchlan Ave, Exton, PA, 19341

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History

Regulatory History (1)
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Customer Dispute
October 2009
Closed-No Action
Employment History
Current Registrations
MML Investors Services, LLC
May 2011 - Present · 15 yrs 5 mos
MML Investors Services, LLC
September 1991 - Present · 35 yrs 1 mo
MML Investors Services, LLCBroker
September 1991 - Present · 35 yrs 1 mo
Previous Registrations
Wienken & Associates, LTD.
April 2002 - December 2006 · 4 yrs 8 mos
Green Hill Financial Service CorporationBroker
December 1991 - October 1993 · 1 yr 10 mos
Mutual Benefit Financial Service CompanyBroker
December 1989 - September 1991 · 1 yr 9 mos
Independent Financial GroupBroker
March 1988 - December 1989 · 1 yr 9 mos
Mutual Benefit Financial Service CompanyBroker
August 1970 - September 1991 · 21 yrs 1 mo
State Registrations11 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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