TrueAdvisor
TrueAdvisor
KD
KD

Kevin Douglas

J.P. Morgan Securities LLC
33 Years of Experience
Petaluma, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Kevin Douglas is a registered investment advisor at J.P. Morgan Securities LLC, based in Petaluma, CA, with 33 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Petaluma, CA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
January 2024 - Present · 2 yrs 9 mos
J.P. Morgan Securities LLCBroker
September 2023 - Present · 3 yrs 1 mo
J.P. Morgan Securities LLC
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
J.P. Morgan Private Wealth Advisors LLC
March 2012 - March 2025 · 13 yrs
First Republic Securities Company, LLCBroker
March 2012 - September 2023 · 11 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - March 2012 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - March 2012 · 2 yrs 5 mos
Banc of America Investment Services, INC.
April 2002 - October 2009 · 7 yrs 6 mos
Banc of America Investment Services, INC.Broker
August 2000 - October 2009 · 9 yrs 2 mos
Wells Fargo Securities INC.Broker
April 1999 - July 2000 · 1 yr 3 mos
Key Investments INC.Broker
April 1998 - March 1999 · 11 mos
Wells Fargo Securities INC.Broker
August 1996 - April 1998 · 1 yr 8 mos
First Interstate Investments,inc.Broker
October 1995 - August 1996 · 10 mos
Seafirst Investment Services, INC.Broker
October 1993 - September 1995 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1991 - December 1991 · 4 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNDNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Petaluma, CA →All financial advisors in California →