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ChFC
BP
ChFC

Brian Parker

Rda Financial Network
33 Years of Experience
Covington, LA
7 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Brian Parker is a ChFC-designated registered investment advisor at Rda Financial Network, based in Covington, LA, with 33 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,521 clients with $680M in assets under management.

Rda Financial Network
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
1,521 clients
Average Client Portfolio
$444K average
Assets Under Management
$675.2M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.05%

Annual fees range up to 2.05% depending on the size and complexity of the account or retirement plan.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

109 Innwood Drive, Covington, LA, 70433

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2019
Final
Employment Separation After Allegations
October 2017
Customer Dispute
May 2016
Settled
Customer Dispute
November 2015
Closed-No Action
Regulatory
May 2011
Final
Employment Separation After Allegations
January 2011
Customer Dispute
December 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is a sales agent for Advanced Financial Concepts, Inc. selling life and health insurance since 2004, dedicating a few hours per week. Brian also owns rental property and provides notary services, dedicating minimal time to each.

Employment History
Current Registrations
Rda Financial Network
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Open Source Investments, LLC
May 2018 - September 2018 · 4 mos
USA Financial Securities CorporationBroker
September 2015 - October 2017 · 2 yrs 1 mo
USA Financial Securities Corporation
September 2015 - October 2017 · 2 yrs 1 mo
MML Investors Services, LLC
August 2011 - September 2015 · 4 yrs 1 mo
MML Investors Services, LLCBroker
July 2011 - September 2015 · 4 yrs 2 mos
Park Avenue Securities LLC
December 2003 - January 2011 · 7 yrs 1 mo
Park Avenue Securities LLCBroker
June 2000 - January 2011 · 10 yrs 7 mos
National Planning CorporationBroker
February 1999 - June 2000 · 1 yr 4 mos
Sunamerica Securities, INC.Broker
July 1997 - December 1998 · 1 yr 5 mos
Securities America, INC.Broker
September 1995 - July 1997 · 1 yr 10 mos
Profinancial, INC.Broker
January 1992 - September 1995 · 3 yrs 8 mos
Fidelity Equity Services CorporationBroker
September 1991 - December 1991 · 3 mos
State Registrations2 states
LATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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