JC
JC

John Cooke

33 Years of Experience
Miami, FL
Broker

John Cooke is a registered investment advisor, based in Miami, FL, with 33 years of industry experience.

Location

1450 Brickell Avenue, Suite 2610, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carl is a trustee for his uncle's trust, a member of CFG Cloud LLC (owning a portion of an aircraft), an investor in Kennected, a board member for Ascension St Vincent North Region BOD, treasurer for Cedarstone HOA, and a finance committee member for Elevate Ventures Indiana. These activities require minimal time commitment and are mostly not investment-related.

Employment History
Current Registrations
Sanctuary Advisors, LLC
November 2016 - Present · 9 yrs 6 mos
Sanctuary Securities, INC.Broker
November 2016 - Present · 9 yrs 6 mos
Sanctuary Securities, INC.
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
July 2003 - November 2016 · 13 yrs 4 mos
Wells Fargo Advisors, LLC
July 2003 - November 2016 · 13 yrs 4 mos
Prudential Securities Incorporated
January 1994 - July 2003 · 9 yrs 6 mos
Prudential Securities IncorporatedBroker
August 1992 - July 2003 · 10 yrs 11 mos
Prudential Securities IncorporatedBroker
August 1991 - October 1991 · 2 mos
State Registrations39 states
AKALAZCACODCDEFLGAIAIDILINKSKYLAMAMDMIMNMOMTNCNHNJNMNVNYOHORPASCTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Cooke - Financial Advisor | TrueAdvisor