SP
SP

Stephen Pryor

34 Years of Experience
Washington, DC
Broker

Stephen Pryor is a registered investment advisor at Raymond James & Associates, INC., based in Washington, DC, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1717 Pennsylvania Ave Nw, Suite 1050, Washington, DC, 20006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
January 2017 - Present · 9 yrs 4 mos
Raymond James & Associates, INC.
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
RBC Capital Markets, LLCBroker
December 2013 - January 2017 · 3 yrs 1 mo
RBC Capital Markets, LLC
December 2013 - January 2017 · 3 yrs 1 mo
RBC Capital Markets, LLC
October 2013 - October 2013 · 0 mos
RBC Capital Markets, LLCBroker
October 2013 - October 2013 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2006 - December 2013 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2006 - December 2013 · 7 yrs 2 mos
Wachovia Securities, LLC
May 2002 - August 2006 · 4 yrs 3 mos
Wachovia Securities, LLCBroker
May 2002 - August 2006 · 4 yrs 3 mos
Prudential Securities Incorporated
May 2000 - June 2002 · 2 yrs 1 mo
Prudential Securities IncorporatedBroker
June 1998 - June 2002 · 4 yrs
Dean Witter Reynolds INC.Broker
November 1996 - May 1998 · 1 yr 6 mos
Smith Barney INC.Broker
June 1994 - November 1996 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1991 - June 1994 · 2 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.