Sean Oflaherty
Sean Oflaherty is a registered investment advisor at World Investment Advisors, LLC, based in Santa Barbara, CA, with 24 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 17,488 clients with $56B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WIA Wealth charges a percentage of your portfolio each year. The exact percentage will be outlined in your agreement and will never exceed 3.00%. Fees may be negotiable. WIA IARs may also use a custodian other than Schwab or Fidelity, which will be made clear to the client prior to any accounts being opened.
Location
24 E. Cota Street, Suite 200, Santa Barbara, CA, 93101
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2001Other Business ActivitiesSells Insurance
Sean is the Managing Director of the Western Region for BCG Pension Risk Consultants since 2001, focusing on fixed annuity sales for terminating DB plans. This takes about 10-20% of his time.
Employment History
Current Registrations
World Investment Advisors, LLC
Previous Registrations
Independent Financial Partners
LPL Financial LLC
Royal Alliance Associates, INC.
Partnervest Advisory Services LLC
Financial West Group
Commonwealth Financial Network
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.