James Lumberg is a registered investment advisor at Southcol Advisors, based in Naples, FL, with 5 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 0.60% |
| $10M+ | 0.40% |
Independent Managers and the Platform Manager charge their own fees that are in addition to SouthCol’s fees. All fees are subject to negotiation and can vary from the amounts shown in the above tables.
Fee Estimator
Location
15910 Old 41 North, Suite 220, Naples, FL, 34110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Southcol Advisors
Previous Registrations
Envestnet Pmc
State Registrations1 state
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