William Dejianne is a registered investment advisor at Needham & Company, LLC, based in New York, NY, with 32 years of industry experience. Their firm serves 11 clients.
Compensation
Commission-BasedFixed/Hourly
Firm Size
4 advisors
IM Fee
Planning only
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Location
250 Park Avenue, 10th Floor, New York, NY, 10177
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William coaches club softball, starting in January 2021. This activity takes about 10-20% of his time and is not investment-related.
Employment History
Current Registrations
Needham & Company, LLC
January 2021 - Present · 5 yrs 3 mos
Needham & Company, LLC
January 2021 - Present · 5 yrs 3 mos
Needham & Company, LLCBroker
January 2021 - Present · 5 yrs 3 mos
Previous Registrations
Nuveen Asset Management, LLC
March 2011 - August 2020 · 9 yrs 5 mos
Nuveen Securities, LLCBroker
January 2011 - August 2020 · 9 yrs 7 mos
Quasar Distributors, LLCBroker
July 2007 - January 2011 · 3 yrs 6 mos
Evergreen Investment Services, INC.Broker
December 1999 - June 2007 · 7 yrs 6 mos
Oppenheimerfunds Distributor, INC.Broker
July 1993 - November 1999 · 6 yrs 4 mos
State Registrations28 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.