Scott Plathe
Scott Plathe is a registered investment advisor at MML Investors Services, LLC, based in Sioux City, IA, with 35 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
505 5th St, Ste 417, Sioux City, IA, 51101
Get directionsHistory
Regulatory History (1)
Criminal
February 1990Other Business ActivitiesSells Insurance
Scott is an independent insurance agent since 2013, selling dental, disability, annuities, life, health, long-term care, and Medicare-related products, dedicating minimal time. Scott also works as an actor in local advertising/commercials, dedicating minimal time.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
Metropolitan Life Insurance CompanyBroker
Citistreet Financial Services LLC
Citistreet Financial Services LLC
Citistreet Equities LLCBroker
Equity Brokerage Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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