Jon Goldstein
Jon Goldstein is a registered investment advisor at Cresset Asset Management, LLC, based in Chicago, IL, with 34 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 4,631 clients with $72B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.25% |
| $5.0M - $10.0M | 1.10% |
| $10.0M - $25.0M | 0.90% |
| $25.0M - $50.0M | 0.80% |
| $50M+ | 0.70% |
Also offers a "Waterfall Fee" schedule: $5M-$10M: 0.90%, $10M-$25M: 0.80%, $25M-$50M: 0.70%, $50M+: 0.60%. Minimum fee is the lesser of $25,000 or 2.00% of managed assets. Fees may be negotiable.
Fee Estimator
Location
444 W. Lake Street, Suite 4700, Chicago, IL, 60606
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2023Customer Dispute
April 2008Other Business ActivitiesSells Insurance
Jon is involved in several outside business activities. He is a wine maker, manager of Outerholding LLC (an investment portfolio management entity), and a member of the limited partners advisory committee for Warren Equity Partners II. Jon is also a licensed insurance professional, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Cresset Asset Management, LLC
Previous Registrations
First Republic Investment Management, INC.
First Republic Securities Company, LLCBroker
Constellation Wealth Advisors LLC
Constellation Wealth Advisors LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.