Richard Hanzlik is a registered investment advisor, based in Bayport, MN, with 34 years of industry experience.
Location
950 N Hwy 95, Bayport, MN, 55003
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard is an agent/broker for Hanzlik Financial Services, HHAV Retirement Planners LLC, and Waypoint Wealth Group LLC. These activities require minimal time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
December 2013 - August 2023 · 9 yrs 8 mos
Cri Securities, LLC
January 2013 - October 2021 · 8 yrs 9 mos
Marathon Advisors, INC
September 1997 - December 2007 · 10 yrs 3 mos
Securian Financial Services, INC.Broker
September 1991 - August 2023 · 31 yrs 11 mos
Cri Securities, LLCBroker
September 1991 - October 2021 · 30 yrs 1 mo
State Registrations13 states
AZCAFLGAKSMIMNNDORPATXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.