Daniel Berglund
Daniel Berglund is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in St. Louis, MO, with 35 years of industry experience. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
1001 Craig Road, Suite 474, St. Louis, MO, 63146
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2004Customer Dispute
August 2002Other Business ActivitiesSells Insurance
Daniel sells fixed insurance products since 2005 and co-owns D&B Strategic Wealth, LLC, which facilitates securities and insurance business. He also does tax preparation through D&B Strategic Wealth, dedicating minimal time to each activity.
Employment History
Current Registrations
Commonwealth Financial Network
Previous Registrations
Commonwealth Financial NetworkBroker
American Express Financial Advisors, INC.
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Mark Gubernik, CFPCommonwealth Financial Network
- Scott Dolitsky, CFPCommonwealth Financial Network
- Samuel Elmore, CFANisa Investment Advisors, LLC
- David Wickenhauser, CFA, CFPEdward Jones
- Lee Jackson, ChFCEdward Jones
- Bryan Hebron, CFPMoneta Group Investment Advisors, LLC