BG
BG

Bret Gallin

33 Years of Experience
Garden City, NY
Broker

Bret Gallin is a registered investment advisor at Wells Fargo Advisors, based in Garden City, NY, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

1225 Franklin Ave Suite 325 Office #9, [Satellite], Garden City, NY, 11530

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Bret works as a bartender for Levy Restaurants, dedicating a few hours per week. He also has ownership stakes in B and D Partners and Gallin Group Inc., spending about 10% of his time on each.

Employment History
Current Registrations
Wells Fargo Advisors
January 2010 - Present · 16 yrs 8 mos
Wells Fargo Advisors Financial Network, LLC
January 2010 - Present · 16 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2010 - Present · 16 yrs 8 mos
Previous Registrations
Citigroup Global Markets INC.
May 2007 - February 2010 · 2 yrs 9 mos
Citigroup Global Markets INC.Broker
May 2007 - February 2010 · 2 yrs 9 mos
Citicorp Investment Services
September 2004 - May 2007 · 2 yrs 8 mos
Citicorp Investment ServicesBroker
May 1998 - May 2007 · 9 yrs
Gaines, Berland INC.Broker
September 1995 - May 1998 · 2 yrs 8 mos
Financial Horizons Securities CorporationBroker
October 1994 - July 1995 · 9 mos
Citicorp Investment ServicesBroker
July 1994 - August 1995 · 1 yr 1 mo
John Hancock Distributors, INC.Broker
January 1993 - January 1995 · 2 yrs
John Hancock Mutual Life Insurance CompanyBroker
January 1993 - January 1995 · 2 yrs
State Registrations14 states
ALAZCACTDEFLGAMDNCNJNYPATNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.