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Christopher Affenita

30 Years of Experience
Greenvale, NY
2 DisclosuresBroker

Christopher Affenita is a registered investment advisor at Wells Fargo Advisors, based in Greenvale, NY, with 30 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

9 Northern Blvd, Greenvale, NY, 11548

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2007
Settled
Customer Dispute
February 1999
Settled
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2007 - Present · 19 yrs 4 mos
Wells Fargo Advisors
June 2007 - Present · 19 yrs 4 mos
Previous Registrations
Banc of America Investment Services, INC.Broker
October 2004 - June 2007 · 2 yrs 8 mos
Banc of America Investment Services, INC.
October 2004 - June 2007 · 2 yrs 8 mos
Quick & Reilly, INC.
August 2002 - October 2004 · 2 yrs 2 mos
Quick & Reilly, INC.Broker
September 2000 - October 2004 · 4 yrs 1 mo
Citicorp Investment ServicesBroker
May 1998 - August 2000 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
September 1996 - May 1998 · 1 yr 8 mos
R.T.G. Richards and Company, INC.Broker
July 1996 - August 1996 · 1 mo
State Registrations14 states
AZCACTFLGALAMAMDMINCNJNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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