Thomas Hagstrom is a CFA-designated registered investment advisor at Appleton Partners, INC., based in Boston, MA, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,112 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $4.0M | 0.75% |
| $4M+ | 0.50% |
Fees are negotiable based on the size and nature of the account. Fixed income accounts are typically assessed a lower advisory fee than equity and balanced accounts.
Fee Estimator
Location
One Post Office Square, 5th Floor, Boston, MA, 02109
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Appleton Partners, INC.
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab Investment Advisory, INC
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
F-Squared Investments, INC
Rbs Greenwich CapitalBroker
State Street Research Investment Services, INC.Broker
Lehman Brothers INC.Broker
Credit Suisse First Boston CorporationBroker
First Chicago Capital Markets, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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