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Travis Hadwin

34 Years of Experience
Clearwater, FL
3 DisclosuresBrokerSells Insurance

Travis Hadwin is a registered investment advisor, based in Clearwater, FL, with 34 years of industry experience.

Location

600 Cleveland Street, Suite 1150, Clearwater, FL, 33755

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013
Settled
Customer Dispute
July 2004
Closed-No Action
Customer Dispute
October 2003
Settled
Other Business ActivitiesSells Insurance

Travis is a partner in Clearwater Woodworking, making occasional woodworking projects, and owns/operates Clear Water Sauna and Cold Plunge. He also works as a financial advisor for Steward Partners Global Advisory, dedicating about half of his time to this role, and installs insurance products through them, spending a few hours per week.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
February 2017 - May 2022 · 5 yrs 3 mos
Morgan Stanley
June 2009 - February 2017 · 7 yrs 8 mos
Morgan StanleyBroker
June 2009 - February 2017 · 7 yrs 8 mos
Morgan Stanley & CO. Incorporated
December 2007 - June 2009 · 1 yr 6 mos
Morgan Stanley & CO. IncorporatedBroker
December 2007 - June 2009 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - December 2007 · 8 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1999 - December 2007 · 8 yrs 1 mo
Olde Discount CorporationBroker
April 1992 - November 1999 · 7 yrs 7 mos
J. W. Gant & Associates, INC.Broker
October 1991 - October 1991 · 0 mos
J. W. Gant & Associates, INC.Broker
August 1991 - October 1991 · 2 mos
State Registrations39 states
ALARAZCACOCTDCDEFLGAHIIAILINKSKYMAMDMEMIMNMOMSMTNCNJNYOHOKORPARISCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.