Stuart Goldberg is a registered investment advisor, based in Uniondale, NY, with 34 years of industry experience.
Location
50 Charles Lindbergh Blvd, Ste 420, Uniondale, NY, 11553
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stuart works as an agent/broker for Allied Wealth Partners, selling fixed insurance. This activity requires a few hours per week and is not investment-related.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
May 2021 - August 2023 · 2 yrs 3 mos
Securian Financial Services, INC.Broker
January 2014 - August 2023 · 9 yrs 7 mos
New England SecuritiesBroker
June 2004 - January 2014 · 9 yrs 7 mos
Ws Griffith Securities, INC.Broker
August 1991 - June 2004 · 12 yrs 10 mos
Home Life Insurance CompanyBroker
August 1991 - October 1992 · 1 yr 2 mos
State Registrations18 states
AZCACOCTDCFLGAHIMAMDNCNJNMNVNYOHPAVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.