Shirley Washam
Shirley Washam is a registered investment advisor at Ameriprise Financial Services, LLC, based in Heber Springs, AR, with 33 years of industry experience. Shirley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1631 Highway 25B, Heber Springs, AR, 72543-1702
Get directionsHistory
Regulatory History (7)
Customer Dispute
April 2020Customer Dispute
November 2010Customer Dispute
March 2010Customer Dispute
November 2009Customer Dispute
October 2009Customer Dispute
October 2009Customer Dispute
October 2008Other Business Activities
Shirley works at Centennial Bank, spending about 60 hours per month there. This activity is investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Regions Investment Company, INC.Broker
First Commercial Investments, INC.Broker
Nationsbanc Investments, INC.Broker
NationssecuritiesBroker
Boatmen's Investment Services, INC.Broker
Boatmen's Investment Services of Arkansas, INC.Broker
Mercantile Investment Services, INC.Broker
Morgan Keegan & Company, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.